[Series 66] 18, Risk Tolerance vs Risk Capacity

Podcast: Open Exam Prep · Ran Chen, EA, CFP®

Opublikowano: 2026-10-11

This podcast is made by Ran Chen, who holds an EA license, Insurance and Securities licenses (Series 6, 63, 65), and the CFP® designation. He is passionate about opening access to high-quality exam preparation resources and helping learners prepare more effectively for professional certification exams. In this episode you will learn: * The fundamental psychological definition of risk tolerance and how it reflects client comfort with market volatility. * The quantitative definition of risk capacity and how it is measured through concrete financial metrics. * Why financial risk capacity acts as the absolute upper ceiling for investment recommendations. * How to avoid exam traps involving client written w...