Series 65 and Series 66 Exam: Offer and Sale Jurisdiction

Podcast: Series 7 Whisperer · capadvantage

Opublikowano: 2026-10-11

Send us Fan Mail State Jurisdiction Explained | Series 63, Series 65 & Series 66 Exam Prep When does a state have jurisdiction over a securities transaction? Does it matter where the customer lives, where the agent is located, or where an offer is accepted? If you're studying for the Series 63, Series 65, or Series 66 NASAA exam, understanding state jurisdiction under the Uniform Securities Act of 1956 is critical. In this episode of Blue Collar Finance, we break down Section 414 of the Uniform Securities Act (USA), including offers to buy, offers to...